U-5 Defamation and Libel
Rich, Intelisano & Katz represents financial industry employees in FINRA arbitrations seeking relief from defamatory U-5 employer filings. Individuals who have been victims of this abuse may find it difficult to move to a new firm. We can help correct these industry employment records. We have been successful, despite recent unfavorable changes to defamation law in New York, in expunging false U-5s, including reimbursement of attorneys’ fees. We can help you fight back to save your reputation in the industry and obtain monetary damages where appropriate.
Client Reviews
★★★★★
Daniel Katz and his firm are exceptionally knowledgeable about the constantly changing construction business and they have given my company insightful legal advice throughout the years. They have assisted with numerous construction negotiations, claims, and business matters with many satisfactory resolutions. Michael B.
★★★★★
Daniel Katz and his team have always been exemplary, always prepared, always responsive and extremely knowledgeable about construction issues. I cannot imagine better representation. Jim F.
★★★★★
RIK fought hard for me in my FINRA arbitration which resulted in an outstanding result. I will forever be grateful to them. Jeff B.
★★★★★
Ross and his team did a wonderful job representing me in my employment dispute. They were honest, intelligent and hard working. I recommend RIK to all of my colleagues in the financial industry. Steven F.
★★★★★
The theft of pension fund assets by a money manager prompted the Board of Trustee’s investigation into “how did this happen?” John Rich and the Rich, Intelisano & Katz team managed this complex securities litigation matter to fruitful results for our pension fund. Cecelia C., Executive Director